REGULATORY DISCLOSURES

Provincial Securities Regulatory Authorities:

NI 24-101 – Trade Matching and Settlement

U.S. Securities and Exchange Commission:

Form CRS – GIM 06.30.20

The links below provides U.S. resident clients with our latest Form CRS Customer Relationship Summary and Privacy Notice. Canadian-resident clients have separately received a copy of our Relationship Disclosure Information document, a copy of which is also available at any time upon request.

U.S. Securities and Exchange Commission:

Form CRS – GIM 06.30.20
GIM Privacy Notice Feb 2021